Suitability check

Allocation of new money and combined exposure against the client's risk category · Reg 17.

— — score —

✓Profile

2Suitability

3Advice

Allocation of new money

—

Model	% of new money	Policy cap	Check

Combined stock exposure

—

Symbol	Combined	Limit	Check

Combined sector exposure

—

Sector	Combined	Limit	Check

Ready to advise

Suitability — Reg 17. Combined exposure is computed over existing holdings plus the new allocation, after investing.

Create advice record →

Breach example (not active here): if a stock's combined exposure exceeded the 10% limit — say HDFCBANK at 11.4% after investing — that row would turn over limit, the overall banner would switch to blocked, and signing the advice record would be blocked until the allocation is reduced or the client's profile changes. Model returns are never shown to clients.